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Compliance & Risk Based Tasks

Compliance and Risk Based Tasks

Compliance-Based Tasks

These are tasks created to ensure your organization meets legal, regulatory, or internal policy requirements. Examples:

  • Submitting annual returns
  • Completing board member declarations
  • Updating a compliance register
  • Conducting policy reviews

They're often recurring and tied to a compliance calendar or checklist.

Risk-Based Tasks

These tasks relate to your organization's risk management framework. They’re created to address, monitor, or mitigate identified risks.
Examples:

  • Reviewing cybersecurity protocols
  • Scheduling a risk assessment
  • Updating the risk register
  • Responding to audit findings

These tasks usually emerge from risk reviews or audits and are linked to a risk register item or category.